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SEC proposed rules: Outsourcing by Investment Advisers

  • Post author:BLG
  • Post published:November 22, 2022
  • Post category:News

The SEC has proposed new rules for registered Investment Advisers that would require heightened diligence and monitoring of certain types of service providers.  Comments on the draft are due December…

Continue ReadingSEC proposed rules: Outsourcing by Investment Advisers

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